Dedicated to providing a safe harbor for your investments
Dedicated to providing a safe harbor for your investments

Privacy Policy

As an independent Registered Investment Advisor firm incorporated in the State of California, Pacific Investment Advisory is committed to safeguarding the confidential information of our clients. We hold all personal information provided to our firm in the strictest confidence. These records include all personal information that we collect from you in connection with any of the services provided by Pacific Investment Advisory.

We have never disclosed information to nonaffiliated third parties, except as permitted by law or with the permission of our clients, and do not anticipate doing so in the future. If we were to anticipate such a change in form policy, we would be prohibited under the law from doing so without advising you first.

We use health and financial information that you provide to us to help you meet your personal financial goals, while guarding against any real or perceived infringements of your rights of privacy. Our policy with respect to personal information about you is below.

We limit employee and agent access to information to those who have a business or professional reason for knowing, and only to nonaffiliated parties as permitted by law. For example, federal regulations permit us to share a limited amount of information about you with a brokerage firm in order to execute securities transactions on your behalf, or so that our firm can discuss your financial situation with your accountant, lawyer, etc.


We maintain a secure office and computer environment to ensure that your information is not placed at unreasonable risk.


The categories of nonpublic personal information that we collect from a client depend upon the scope of the client engagement. It will include information about your personal finances, information about your health to the extent that it is needed for the planning process, information about transactions between you and third parties and information about your goals and plans for the future.


We do not provide your personally identifiable information to mailing list vendors or solicitors for any purpose.


Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state securities laws, and consistent with the California State Board’s Code of Ethics and Professional Responsibility. After a required period of record retention, all such information will be destroyed.





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